Your journey through Governance, Risk, and Compliance, made crystal clear.

Navigate, Transform, Thrive

Tailored for Financial Advisers, my audit transforms regulatory mazes into pathways of growth and operational efficiency. With my GENIE system, I transform challenges into catalysts, all while nurturing your unique aspirations. With the Genie, you're not just compliant — you're empowered, ready to elevate your ambitions, backed by unshakeable trust.

The governance risk and compliace audits -hand holding a genie lamp

What’s Included?

  • Deep Dive Audit (Enchanted Audit)

    I delve into the heart of your operations, ensuring every corner aligns with the required regulations and focuses on operational efficiency. It’s like having a magnifying glass over every aspect of your business, without you needing to squint. (like a swirl of magic dust, I will dive deep into the heart of your business, revealing the secrets and treasures within)

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  • Tailored Risk Assessment

    No two businesses are the same. The audit is personalized, ensuring that the risks highlighted are directly relevant to your unique business model and your aspirations.

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  • Clear RAG Reporting

    Using the Red-Amber-Green reporting system, you'll instantly grasp where attention is needed most. A visual, at-a-glance guide to prioritize your actions, again this will be tailored to your individual’s firm’s priorities.

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  • Actionable Recommendations

    I don’t just point out the gaps; I give you a roadmap to bridge them. Every potential pitfall is paired with a pragmatic solution, ensuring your pathway to compliance is clear and actionable.

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  • Growth-Focused Insights

    Beyond compliance, my insights are designed to empower your business growth. I will illuminate opportunities, ensuring every regulation and operational inefficiencies becomes a stepping-stone, not a stumbling block.

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  • Partnership

    I understand the trust you're placing in me. That’s why I’m committed to being more than just an audit service. I am a partner in your journey, valuing your reputation and intellectual assets as if they were my own.

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  • Gift of Time

    Hand over the complex web of compliance and operational risk management to me and get back to what truly matters – nurturing your business and bonding with your clients or your life.

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GRC audits for financial services - The genie. Woman leaning on pillar

Elevate your Financial Advisory practice beyond compliance. The ongoing support isn't just a service – it's a partnership in your evolution.

From strategic implementation to tailored consultancy, I’m your Genie – Find out more about the Ongoing Support

 When your business aligns with compliance, it doesn’t just survive – it thrives. Unlock the power of proactive Governance, Risk, and Compliance management with my bespoke audit service. Your next level of growth is just an audit away

What’s in it for you?

  • Peace of Mind: Sleep soundly knowing your business is in full compliance, safeguarded against regulatory pitfalls, and positioned to flourish without unexpected setbacks.

  • Enhanced Reputation: Achieve and maintain a golden status in the industry. When you're ahead in compliance, clients and peers see you as a beacon of trustworthiness and professionalism.

  • Empowered Growth: Free up valuable time and mental bandwidth, redirecting your focus to where you shine most: expanding your business and deepening client relationships.

  • Strategic Positioning: Transform regulatory compliance from a necessary chore to a competitive advantage, differentiating your firm in a crowded marketplace.

  • Reassured Clients: When your clients know you prioritize compliance, their trust and loyalty deepen. Secure long-term relationships by showcasing your commitment to best practices.

  • Future-Proofing: Stay ahead of the curve, anticipating changes and updates in regulations, ensuring your business remains resilient and adaptive.

The Process

woman writing in diary - the compliance Genie

  • Schedule a call to discuss your unique needs, aspirations and challenges. The first step to invoking the guidance you seek and an opportunity for us to align our magical compasses to ensure we are both on the same path.

  • I will need specific information to enable me to assess your business, this may range from organisational charts, compliance reports, policies, operational guidelines and some management information. this enable me to have a more holistic view of your business. Where applicable, I will also require assess too your magical team as these often provide valuable insights into the day to day operations of your business. This gives me the opportunity to understand the dynamics of the business and provide realistic recommendations for your business.

  • I will dive into the mystical maze of your business and it’s operations to gather the insights that I require. This isn’t just a mundane assessment it is a magical exploration to identify potential pitfalls, areas that may need a sprinkle of magic.

  • This is where the real magic unfolds and a comprehensive report, mapping out your current compliance landscape will be drafted. This will also spotlight areas for operational enhancements but also highlight areas that are being magically run. You receive an actionable and easy to understand report that acts as a blueprint for your business to manage any risks and operational efficiencies, ensuring clarity and direction.

  • You will reconvene and review the contents of the report. This ensures that you understand every shimmering detail and enables you to get any questions answered, and clarifications and contemplations needed.

  • The audit is merely the beginning of a magical collaboration. With your tailored report and action plan, you are set to embark on a journey that will transform your business. If you require a partnership in your evolution, I am your Genie.

From £3,333


”Whilst I understand and respect the importance of regulatory Compliance, it is something that I:

1. Don’t have the time to dedicate to full time, whilst trying to focus on growing the business and

2. It is not my area of strength. I was at this stage in my business when I started to work with Nyree.

Since engaging Nyree’s services, I feel comfortable that the business is keeping on top of its regulatory obligations and can confidently focus on the growth of the business and looking after our clients. Nyree is an integral part of the team, ensuring I am kept up to date with every aspect of the business’s compliance and enabling me to focus on it’s strategic growth.”

Darren Mills - Abacus Wealthl

Ever felt Governance, Risk, and Compliance holding you back instead of propelling you forward?

I specialize in transforming these regulatory 'mazes' into clear pathways for Financial Advisers like you. With my bespoke audit, not only will you achieve peace of mind in compliance but also unlock exponential growth. Dive deep into your passions, nurture client relationships, and elevate your reputation, all while I ensure every compliance challenge becomes your stepping-stone to unparalleled success. Let's make regulations and your operations your competitive advantage, not a burden.